Federation of Investment Managers Malaysia FIMM
The Federation of Investment Managers Malaysia (FIMM) is a self-regulatory organization that represents Malaysia’s unit trust and private retirement scheme sectors. It focuses on regulating industry practices and advocating for growth in line with national financial goals. FIMM plays a crucial role in enforcing compliance and professional standards for Unit...
FINRA
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal...
Federation of European Securities Exchanges
The Federation of European Securities Exchanges (FESE) represents 36 exchanges in equities, bonds, derivatives and commodities through 17 full members and 1 affiliate member from 31 countries.
FESE is a keen defender of the Internal Market and many of its members have become multi-jurisdictional exchanges, providing market access across multiple...
Federation of Investment Managers Malaysia
The Federation of Investment Managers Malaysia (FIMM) was established to develop the unit trust industry and promote unit trusts as the preferred vehicle for investment and wealth management.
On 20 January 2011, FIMM was recognised as a Self Regulatory Organisation ("SRO") by the Securities Commission via a gazette order. As...
CIRO
L'Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s'occupent de leurs placements.
The Canadian Investment Regulatory Organization (CIRO) is committed to the protection...
BC Securities Commission
The BC Securities Commission (BCSC) fosters fair and efficient investment markets – enabling people to achieve their financial goals, enterprises to grow, and British Columbia to thrive. Through smart rules, diligent oversight, strong enforcement and reliable guidance, we act as guardians of the province's investment marketplace, striving to make BC...