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About Renaissance Regulatory Services

Renaissance Regulatory Services, Inc. (RRS) is a consulting firm that specializes in compliance and operational support for financial institutions, particularly broker-dealers and investment advisers. The firm focuses on helping clients navigate the evolving landscape of the financial services industry, which includes new products, changing regulations, and globalization. RRS offers a variety of services to meet regulatory requirements set by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and state regulations. Their key services include compliance examinations, compliance program development, written supervisory procedures, business planning and registration support, and financial reporting and bookkeeping. The team at RRS consists of former regulators and compliance professionals, providing clients with expert guidance tailored to their specific needs.

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