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About Financial Services Institute FSI

The Financial Services Institute (FSI) is a trade association founded in 2004 that advocates for independent financial advisors and firms. It represents over 100 independent financial services firms and more than 160,000 affiliated advisors, serving around 19 million U.S. households. FSI focuses on creating a regulatory environment that supports affordable financial advice for Main Street Americans. FSI's core services include advocacy, education, and industry collaboration. The organization engages with regulators and legislators to influence policies affecting independent advisors. It also offers professional development resources, such as training programs and conferences, and maintains specialized advisory councils to promote industry best practices. Additionally, FSI has a political action committee that supports candidates who align with its pro-industry goals. With a membership that includes approximately 65% of U.S. registered representatives under the independent broker-dealer model, FSI provides valuable benefits like regulatory guidance, networking opportunities, and research resources. The organization has played a significant role in shaping regulatory frameworks to reduce compliance burdens and enhance market access for independent firms.

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