Joot
At Joot, we utilize digital compliance tools and decades of regulatory compliance expertise to provide services for SEC-registered investment advisers, private funds and registered funds. Our goal is to make it easier and more cost-effective to meet regulatory requirements. Whether it's RIA registration, mock audits, or outsourced CCO and compliance...
Highness Global Capital Inc Highness Capital
As an Exempt Market Dealer (EMD), Highness offers best-in-class placement agency services (Local Dealer Services) for to global alternative investment managers, non-Canadian issuers and foreign investment advisors (Global Managers) seeking allocations from Canadian institutional investors.
With seasoned securities law experience and specific expertise in the Canadian capital markets, Highness offers...