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CIRO
Canada
L'Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s'occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection...
Tags: regulatory oversight investor protection market integrity compliance examinations +6 more

BC Securities Commission
Canada
The BC Securities Commission (BCSC) fosters fair and efficient investment markets – enabling people to achieve their financial goals, enterprises to grow, and British Columbia to thrive. Through smart rules, diligent oversight, strong enforcement and reliable guidance, we act as guardians of the province's investment marketplace, striving to make BC...
Tags: investor education capital markets regulation securities regulation securities law +6 more